Job Description

Group Details

Tradeweb is seeking an AVP, Technology, Internal Audit to take on a key role within Tradeweb's growing Internal Audit Department. This role will report directly to Director, Technology Audit, Internal Audit.


This role offers the opportunity to deliver technology audits for a cutting-edge financial services company, including working with management to conduct risk assessments, engagement planning, audit execution and reporting; and assisting the annual planning process to deliver the Internal Audit Plan.

Job Responsibilities

Conduct audit testing to test the design and operating effectiveness of internal controls


Identify, communicate and track implementation status of recommendations to mitigate risk and/or improve process efficiencies


Maintain technology process narratives, process flows and risk and control documentation


Assist with the ongoing risk assessment and annual audit planning process


Support the Director and VP of Technology Audit in delivery of periodic risk assessments and annual planning to contribute to the development of the Internal Audit Plan


Manage components of technology audits, advisory and other types of engagements with a robust understanding of all stages from planning through report issuance


Support the execution of the continuous audit program by conducting regular stakeholder meetings to evaluate technology risks and testing relevant key controls


Maintain full documentation and audit trail of all audit activities performed in line with documentation standards defined in the internal audit methodology


Follow-up open issues with stakeholders on a proactive basis and conduct timely validation reviews for completed issue remediation


Interact regularly with key business stakeholders (first and second line) to monitor key business and emerging risk trends and feed this information into Internal Audit's risk assessment process


Support the preparation of management update dashboards, emails, slide decks and presentations and attend meetings representing Internal Audit, as required


Identify opportunities to leverage work across audit reviews, SOX 404, SOC and regulatory reviews so that risks are identified, assessed and tested efficiently


Assist in the completion of other areas of the Internal Audit mandate, as required

Qualifications

Bachelor's degree in Accounting, Finance, Mathematics, Engineering or equivalent degree


Internal Audit and/or public accounting experience (minimum 2 years)


Excellent critical thinking and analytical skills


Excellent interpersonal skills and desire to work collaboratively


Confidence to present to senior stakeholders, excellent presentation preparation and delivery skills


Knowledge of accounting best practices;


Technology audit certifications a plus


Strong understanding and experience of fundamental technology audit concepts such as testing of general computer controls


Ability to think big picture and identify linkages across projects


Strong interpersonal and communication skills and desire to work collaboratively


Strong organizational and project management skills

Company Description

Tradeweb is a global leader in electronic trading for rates, credit, equities, and money markets. As financial markets become increasingly interconnected, our technology enables efficient, multi-asset trading on a global scale. We serve more than 3,000 clients in more than 85 countries, including many of the world's largest banks, asset managers, hedge funds, insurers, corporations, and wealth managers.


Creative collaboration and sharp client focus have helped fuel our organic growth. We facilitated average daily trading volume (ADV) of more than $2.2 trillion over the past four fiscal quarters, topping $2.5 trillion in ADV for the first quarter of 2025.


Since its IPO in 2019, Tradeweb has completed four acquisitions and doubled its revenue - and 2024 was its 25th consecutive year of record revenues.


Tradeweb is a great place to work, recognized in 2024 by Forbes as one of America's Best Companies (2024) and by U.S. News & World Report as one of the Best Financial Services Companies to Work For .


Tradeweb Markets LLC ("Tradeweb") is proud to be an EEO Minorities/Females/Protected Veterans/Disabled/Affirmative Action Employer.


Mission: Move first and never stop. Collaborate with clients to create and build solutions that drive efficiency, connectivity, and transparency in electronic trading.