Job Description

As a Compliance Analyst, you will play a key role in supporting the Risk & Compliance department within the financial services sector.This 12-month fixed-term contract in London offers an exciting opportunity to ensure adherence to regulatory requirements and contribute to a robust compliance framework.

• Assisting with the management of the Compliance inbox, to ensure queries are directed to the relevant individuals and within agreed time frames
• Assisting with conflict of interest sign offs (e.g. Gifts and Hospitality, PA Dealing, Outside Business Interests) in accordance with department operating procedures and as assigned by the line manager
• Assisting with coordination and completion of the regulatory returns and regulatory applications in accordance with department operating procedures and as assigned by the line manager
• Assisting with the regulatory change log and review of FCA (and other material) in accordance with department operating procedures and as assigned by the line manager
• Maintaining insider log records
• Contribution to Takeover Panel reporting
• Assist with business queries on compliance-related matters
• Contribution to ad-hoc tasks and projects as required
• Working with the wider Legal, Risk and Compliance teams as required

Compliance Analyst role within an Asset Management firm12-month FTC - Compliance Analyst "Generalist" role - 35k to 40k
A successful Compliance Analyst should have:

• Support with conflict of interest sign off's in regards to the following policies: Personal Account Dealings / Gifts & Entertainment / Outside Business Interests.
• Evidence of being able to collate committee MI and packs.
• Regulatory reporting experience.
• Financial Services, specifically Asset Management, experience would be ideal.

Asset Management firm.

• Competitive salary ranging from 35,000 to 40,000.
• Hybrid working model - 2 days in the office in London.
• Discretionary bonus scheme.
• Opportunities for professional development, including support for qualifications.

If you are looking for a challenging and rewarding opportunity as a Compliance Analyst within the financial services industry, we encourage you to apply today!

Skills Required