to join our London-based Compliance team. This mid-level role is pivotal in ensuring robust oversight of the firm's
Benchmark Administration activities
in line with the
UK Benchmark Regulations (UK BMR)
.
You'll take ownership of compliance monitoring, testing, and reporting processes, ensuring the business meets regulatory obligations and maintains a culture of integrity. Working closely with the EMEA Head of Compliance and other senior stakeholders, you'll help strengthen our compliance framework, provide analytical insight, and contribute to continuous improvement initiatives across the business.
#
Key Responsibilities
Develop, implement, and maintain a comprehensive
Compliance Monitoring and Oversight Framework
for Benchmark Administration.
Draft, review, and maintain the
Benchmark Compliance Manual
.
Conduct
compliance monitoring reviews
and thematic assessments related to benchmark activities.
Identify, document, and escalate compliance issues or breaches, ensuring timely and effective remediation.
Analyse data and leverage innovative methods to enhance the efficiency of compliance testing and monitoring.
Produce
KPIs and Management Information (MI)
for senior management and governance committees (including ORCC and Board).
Contribute to
Compliance Governance
-- supporting policy development, training, and committee reporting.
Interpret and advise on
UK and EU regulatory developments
, collaborating with the wider EMEA Compliance team.
Assist with
internal and external audits
, providing clear documentation and follow-up as needed.
#
What We're Looking For
Essential Experience & Skills
Strong understanding of
UK/EU Benchmark Regulations (UK BMR)
.
Background in
wholesale financial services
, ideally within Banking or Inter-Dealer Broking.
Proficiency in
MS Office (Excel, Word, PowerPoint)
.
Proven analytical, problem-solving, and communication skills.
Strong grasp of
FCA regulatory frameworks
(including COBS, SYSC, and related sourcebooks).
Ability to engage and influence stakeholders at all levels.
Desirable Experience
Hands-on experience conducting
compliance reviews
and reporting findings.
Project management
capability with the ability to handle multiple initiatives.
Experience working collaboratively across diverse teams in a fast-paced environment.
#
Who You Are
A
solutions-driven professional
with excellent judgment and integrity.
Analytical and detail-oriented, with the ability to translate findings into actionable insights.
A
strong communicator
who can build trusted relationships across departments.
Collaborative, dependable, and proactive -- thriving in a complex, matrixed environment.
* Committed to personal growth and continuous learning.
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