Job Description

About The Right Mortgage

We are a completely independent Network for mortgage and protection brokers with over 850 members across the UK. Due to our continued growth, we are recruiting for a Compliance Manager to look after our Advisers.

Benefits of a Compliance Manager

Here at The Right Mortgage, we believe a happy work force is a productive work force. Our company benefits include:

A health & dental cash plan Death in Service Company sick pay A pension scheme A staff referral scheme An adviser referral scheme A friendly, motivated team and a supportive working environment Office closure over Christmas Open and communicative relationship with management, with regular 1:1 sessions

Requirements of a Compliance Manager

This is a field based role, with occasional travel Minimum 2 year's experience in a similar role within the financial services sector Excellent verbal and written communication skills Ability to work under pressure, prioritise and work to tight deadlines Coaching and mentoring and people management skills The ability to analyse information with a view to making informed decisions Competent on Microsoft Office suite i.e. Excel, Word etc. Full CeMAP or equivalent The successful candidate must have a strong understanding of Mortgages, General Insurance, Pure Protection and Equity Release.

Desirable, but not required:

Equity release qualification ER1/CERER or equivalent IF7 or equivalent Strong understanding of Private Medical Insurance

Responsibilities of a Compliance Manager

To maintain a primary point of contact for Appointed Representatives in an allocated area and to manage the T&C program to ensure compliance to Networks standards. To ensure compliance with Company and regulators compliance procedures. To identify the business risks ensuring all current and future regulatory requirements are adhered to with effective controls in place. To ensure appropriate standards/ procedures are followed by authorised appointed representatives. Instruct, coach and monitor individuals, producing reports and individual training/ development plans ensuring all outstanding actions are completed within agreed timescales. Identifying areas where appointed representatives can improve their standards and associated risk ratings. Accurately record any findings and corrective activity. To assist and guide the File Review team members regarding technical queries and challenges arising in the file review process. Deal with any issues escalated as a result of reviews carried out by the file review team. Develop working practices to meet the requirements of the business for accuracy and efficiency.

Further details

Working hours: Generally, 9am - 5pm but could vary dependent on business needs

Salary

35,000.00 to 44,000.00 dependant on experience

When submitting an application to The Right Mortgage & Protection Network, you are agreeing for us to keep your details on file for 1 year after the application date. You are also agreeing you are happy for us to contact you in regards to any positions we have that may suit your skills and experience within the 1 year period. You can of course opt out at any time by contacting HR.

Job Types: Full-time, Permanent

Pay: 35,000.00-44,000.00 per year

Benefits:

Company pension Health & wellbeing programme Life insurance Referral programme Work from home
Schedule:

Monday to Friday No weekends
Application question(s):

Are you CeMAP qualified? Are you CeRER qualified or equivalent? Have you had experience carrying out a similar role within a Network? Where are you based? Are your salary expectations in line with what we are offering?
Work Location: Remote

Reference ID: Compliance Manager