We're working with a highly regarded UK200-listed law firm who are looking for a Risk & Compliance Officer to join their team in Chester. This is an excellent opportunity for someone with strong AML and regulatory compliance experience, ideally gained within a law firm, to play a vital role in supporting the business and ensuring operational and regulatory excellence.
You'll be working closely with the Compliance Manager/MLRO, acting as a key point of contact for daily compliance and AML queries across the firm. This is a hands-on role suited to a confident and detail-oriented professional who enjoys problem-solving and collaborating across departments.
Responsibilities include:
Responding to day-to-day AML and compliance queries including source of funds, GDPR, and firm policy
Liaising with PI insurers and brokers to handle claims and notifications
Recording complaints, data breaches and undertakings using the firm's internal reporting systems
Conducting regular compliance file reviews across fee-earning teams
Coordinating and submitting annual returns for accreditations such as Lexcel, CQS and WIQs
Supporting with file opening processes to ensure consistent compliance practices across the business
Maintaining accurate regulatory records and liaising with the SRA and Law Society as required
What we need from you:
Previous AML and regulatory compliance knowledge
Strong source of funds experience is a must
Previous experience in a busy compliance function, ideally within legal or financial services
Able to commute to Chester on a full-time basis
The Perks:
Salary up to 42,000 per annum
26 days annual leave allowance (increasing with service)
Enhanced pension and healthcare scheme
Death in service benefit (4x salary)
Volunteering days, holiday buy/sell scheme, and other lifestyle benefits
Opportunities for training and career development
Job Types: Full-time, Permanent
Pay: 35,000.00-42,000.00 per year
Application question(s):
Do you have at least 2-3 years previous experience with Risk & Compliance? Including source of funds, AML, and source of wealth.
Do you, or will you in the future, require visa sponsorship? As this isn't something my client is able to offer.
Are you based within a commutable distance of Chester and able to commute to the office a minimum of 4 days per week?
Work Location: Hybrid remote in Chester CH1 1HD
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