Job Description

Overall Responsibilities

To assist the supervisor to provide compliance advice and interpretation on existing and new regulatory requirements in relation to the Bank's current and potential businesses. Assist to prepare and review procedures of the Branch from compliance perspective to ensure compliance with its obligations under the regulatory system. Help to promote compliance culture in the Branch by providing Branch staff with relevant compliance training.

Areas of Responsibilities:

1. Major Duties and Responsibilities

Assist to ensure Branch's practices are consistent with company policies, guidelines and procedures, and with relevant Banking Regulations Assist to assess the impact of new/ updated laws and regulations on the Branch's operation and procedures Assist to review and advise on documentations relating to the Branch

2. Risk and Compliance

Assist to develop, maintain and review Branch procedures to be in compliance with applicable laws and regulations Assist to conduct search on laws and regulations by reviewing regulatory bulletins and other sources of information Liaise and coordinate with internal and external parties on compliance matters Prepare compliance training materials to promote Branch's compliance with relevant laws and regulations Prepare monthly MI for management reporting purpose

Job Requirements:

Academic Qualifications :

Degree holder in Banking/ Finance/ Business/ Law or similar qualifications
Relevant Experience:

Minimum 1 year working experience related to Compliance Understanding on UK culture and commercial property lending criteria Previous experience in Banking operation desirable (retail banking operation, business processes, reconciliations, Back Office or database control) Understanding of operational risk frameworks

Knowledge & Skills:

Excellent communication skills both in English and Cantonese Proficient in spoken and written English and Cantonese Ability to work in fast paced environment under pressure and manage multiple priorities Keen eye for details Good all-round IT proficiency, especially in Excel and PowerPoint Strong interpersonal skills Good problem solver and resourceful Team player Initiative to self-starting approach to tasks and projects and ability to work on own initiative UK banking regulations Knowledge of FCA Conduct Rules

About us

Shanghai Commercial Bank (SCB) is an international bank based in Hong Kong, currently maintains network of branches in Hong Kong and overseas branches. Our London Branch was established in 1980 providing banking services to individual and corporate clients based in the UK and overseas. Our products and services include deposits, commercial and residential property financing, remittances and trade finance. We are committed to excellence through proactive actions, unwavering integrity, mutual respect, professionalism, collaborative teamwork, strong accountability, inspiring leadership.

Job Type: Fixed term contract
Contract length: 12 months

Benefits:

Company pension
Experience:

Banking: 2 years (required) Compliance: 1 year (required)
Language:

Cantonese (required)
Work Location: In person