The role
Our Risk and Compliance team deliver the firm's objectives in reducing risk and achieving across the board compliance with our regulatory and statutory obligations.
As a Conflicts & CDD Analyst you will assist the firm in achieving its objectives around compliant file opening by analysing and resolving legal, commercial or ethical conflicts and the completion of client due diligence (CDD) procedures, ensuring compliance with firm policies. You will also be actively involved in a variety of projects and will be given the opportunity and encouraged to develop your skills and knowledge in other areas.
Main responsibilities
Reviewing and analysing conflict of interest requests, preparing detailed conflict reports
Liaising with partners and fee earners to resolve conflicts and document clearances, escalating to senior team members as necessary
Implementing information barriers to ensure regulatory compliance
Analysing, approving or rejecting CDD and providing guidance to lawyers
Creating client profiles where necessary
Filing, completing and auditing risk assessments
Assisting in the ongoing monitoring of high-risk clients and upkeep of the high risk register
Conducting sanctions, PEP and adverse media checks for all clients and counter parties using WorldCompliance and conducting any other checks that are deemed necessary
Reporting trends to identify ongoing training needs
Getting involved in a variety of projects that the team undertake.
Providing ad hoc administrative assistance to the team when required as requested by the Client on-boarding Manager
About you
You will be able to demonstrate;
Experience in a conflicts role within a law firm risk & compliance department
Proficiency in the use of InTapp Conflicts
A good understanding of legal technology used by law firms, particularly in risk and compliance
Excellent attention to detail.
An understanding of the SRA Standards and Regulations, in particular the rules relating to conflicts of interest
Strong communication skills, with the ability to develop relationships at all levels
The ability to work well in a deadline driven environment, with a proactive and methodical approach to your work
Strong organisational skills
Excellent IT skills
A collaborative and personal approach
Previous experience working with Elite, iManage, AML screening tools (advantageous but not essential)
International Compliance Association qualification in Anti Money Laundering (advantageous but not essential)
At Howard Kennedy we believe that everyone deserves the space to thrive. We're committed to creating an inclusive recruitment experience that reflects the diversity of both our people and our clients.
We are proud to be an equal opportunities employer. We welcome applications from individuals of all backgrounds and identities, and we're committed to ensuring that our recruitment process is fair, transparent, and accessible to all.
We understand that every candidate's needs are different If there's anything we can do to make your application journey more comfortable-- whether for interviews, assessments, or onboarding--please let us know. We'll work with you to remove any barriers and ensure our recruitment process is comfortable for you.
Contact our recruitment team at recruitment@howardkennedy.com to discuss any support you might need.
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