Finance Regulatory Specialist

Leeds, United Kingdom

Job Description

About the Role
Hours per Week
37.5
Work Pattern
8.30am - 5.00pm (typical)
Seniority
Technical Specialist
Hybrid Working
Available after 2 months
It is an exciting time to join Redmayne Bentley. As we celebrate our 150th year in business, we are embarking on the next stage of our firm-wide strategy-building on our strong historic foundations while driving innovation and growth for the future.
Our Finance team is at the heart of this journey, playing a pivotal role in shaping and supporting the firm's success. We are now seeking a regulatory specialist to bring their expertise, insight, and energy to this dynamic team.
In this role, you will be working directly with our Head of Finance on a remit to strengthen our regulatory reporting framework and anticipate upcoming developments. We are looking for someone who has prior exposure to this work and has the ambition to specialise in this area.
This role has no managerial responsibilities; we want someone who lives and breathes this area of Finance and cares about maintaining the highest standards of rigour and integrity. Within our close-knit firm, you will not be a small cog in a much larger wheel - you will have the ability and support to take a major role in this business-critical area and make a visible impact firm-wide with your efforts.
Your key responsibilities would be:

  • ICARA Process Support: actively contribute to the firm's ICARA (Internal Capital Adequacy and Risk Assessment) process, including comprehensive K-Factor modelling, support documentation, and ongoing refinement.
  • Regulatory Reporting: Responsible for preparing, reviewing, and submitting all FSA regulatory returns in compliance with applicable standards and deadlines. This includes Client Money and Asset Returns (CMAR), monthly Consumer Duty MI and reporting, as well as sustainability disclosure requirements.
  • Regulatory Horizon Scanning: Monitor and evaluate upcoming regulatory developments, assessing their potential impact on capital adequacy, liquidity and firm operations.
  • Regulatory Interpretation: Analyse and interpret regulatory requirements, translating them into actionable insights and ensuring compliance across the business.
  • Gap Analysis: Deliver detailed "line by line" capital and finance gap analyses to identify risks, inefficiencies, and opportunities for improvement.
  • Supporting with the Capital & Liquidity frameworks & policy updates: Support, maintain, and enhance the firm's capital & Liquidity management policy, ensuring it remains robust, compliant, and aligned with strategic objectives.
  • Supporting daily MI & Liquidity Reporting: Supporting daily Management Information (MI) reporting tasks, including liquidity reporting, by preparing, validating, and reconciling financial data to ensure accuracy and timeliness of submissions.
  • Supporting Capital & Liquidity Disclosures & Audit: Assist with year-end capital disclosures, ensuring accuracy and completeness of information provided to auditors, and manage audit queries effectively.
Further specific details about the role can be found in the job description attached to this advert.
What we're looking for
Qualifications and Experience:
  • Prior regulatory experience is required for this role, as the team focuses on strengthening existing processes and broadening its capabilities.
  • Part-qualified or newly qualified accountant (ACCA / CIMA / ACA) is preferred, but we would also consider candidates with relevant experience who wish to undertake further study.
  • Experience of financial accounting within the financial services sector is desirable.
  • Experience working as part of team and maintaining positive team culture.
Skills & Behaviours:
  • Strong communication and influencing abilities, with the flexibility to adapt style and build strong rapport across diverse stakeholders.
  • Resilient under pressure, able to prioritise effectively and deliver high-quality outputs within critical deadlines.
  • Meticulous attention to detail, ensuring accuracy and reliability in all reporting and analytical work.
  • Collaborative team player, fostering a supportive environment and encouraging collective success.
  • Proficient in Microsoft Office Suite and financial systems (Excel, Word, Sage), with strong technical capability to streamline processes and reporting.
  • Adaptable and resourceful, applying sound judgement and initiative to solve problems and drive continuous improvement.
What does the future look like?
Once you are settled into the role, you will be able to take on more responsibility within the team and develop your skills and experience further through CPD and other development opportunities.
Redmayne Bentley provides support for colleagues to achieve industry standard qualifications, if that is something they wish to do.
For someone who is keen to progress in this field, there will be developmental and coaching support provided for you to potentially progress into a more senior role in the future.
Who we are
At Redmayne Bentley, our goal is to provide excellent personal investment services that enhance clients' wealth.
It is an exciting time to be part of our firm, having recently launched our new five-year business plan to improve, grow and accelerate. We will achieve this through seeking operational and productivity improvements, growing the investment management and financial planning services, leveraging and protecting existing income lines and considering new acquisition opportunities.
As one of the UK's largest independent investment management and stockbroking firms, we are committed to building a modern and diverse workplace where our people are offered unique opportunities to learn, grow and develop across the financial sector.
Our friendly, inclusive and collaborative environment rewards hard work with generous perks and benefits, and we are genuinely committed to your wellbeing through our industry commended &You wellbeing framework.
Our future looks more exciting than ever, come and share it with us.
Our Values
Our core values are at the heart of everything we do:
Our Benefits
We are always continuing to improve our employee benefits to support our employees' lifestyles, provide more flexibility and to reward and recognise excellence.
Pension
Scheme
Private
Medical Insurance
Employee Assistance Programme
Travel Loans and Cycle to Work
Reward and Recognition Schemes
Hybrid
Working
Group Life Assurance
Generous Family Leave Entitlements
Are you interested in this role?
Yes? That's great! Find out more about our application process below and what to expect after applying.
Apply
Applying is easy! All you need to do is enter your email address and click the 'Apply Now' button or alternatively sign-in using your social media profile. You will then be asked to enter your details and submit your CV.
Sit Tight
We review applications regularly; we do not wait for the closing date when we see a great candidate! We will be in touch via email or telephone confirming the next steps. In the meantime, find out more about us and our teams using the headers at the top or following us on social media.
Come and Meet Us
If you are successful in being shortlisted, we will ask you to come in and meet us for an interview. This is your opportunity to show us how you share our values and would be a great fit for the role.

Skills Required

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Job Detail

  • Job Id
    JD4344675
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    £40,000-50,000 per year
  • Employment Status
    Full Time
  • Job Location
    Leeds, United Kingdom
  • Education
    Not mentioned