Financial Promotions Compliance Manager

London, ENG, GB, United Kingdom

Job Description

Job description - summary



We are AMS. We are a global total workforce solutions firm; we enable organisations to thrive in an age of constant change by building, re-shaping, and optimising workforces. Our Contingent Workforce Solutions (CWS) is one of our service offerings; we act as an extension of our clients' recruitment team and provide professional interim and temporary resources.



We are currently looking for a

Financial Promotions Compliance Manager

to join the Royal London Asset Management (RLAM) Client Group for a fixed

6-month

contract in

London (hybrid 3 days in the office).



Responsibilities of the role:



As the

Financial Promotions Compliance Manager

, you will be responsible for:


Set up a process to verify compliance with relevant financial promotion & regulatory requirements for the UK & international markets Review and update existing procedures or compliance guidance Design good governance over marketing publications and fund literature incl. the approval system Prepare and conduct training for team members relating to regulatory requirements and industry best practices Recognise risks in the financial promotions production process and ensure that the new framework addresses them adequately


What we require from the candidate:



Knowledge of financial services sector, with experience within investment management or banking sector Previous experience of approving financial promotions/advertising in the UK and/or Europe gained either as part of the Compliance or Marketing role Good regulatory knowledge of FCA rules, MiFID II, UCITS, FUND, CASS, AIFMD, GDPR, KIID and PRIIPS, SDR, anti-greenwashing and other relevant rules High standard of accuracy and attention to detail Knowledge of the marketing and product governance frameworks Previous experience with Seismic


Next steps

This client will only accept workers operating via an Umbrella/PAYE engagement model.


If you are interested in applying for this position and meet the criteria outlined above, please click the link to apply and speak to one of our sourcing specialists now.





AMS, a Recruitment Process Outsourcing Company, may in the delivery of some of its services be deemed to operate as an Employment Agency or an Employment Business



Job Reference: AMSCWS01007

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Job Detail

  • Job Id
    JD3132784
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    London, ENG, GB, United Kingdom
  • Education
    Not mentioned