Head Of Legal, Compliance And Mlro (uk Entity & Smf 17/16)
Job Description
Head of Legal & Compliance (SMF16/17)An established international bank is seeking an experienced Head of Legal & Compliance to lead its UK operations. This is a Senior Management Function position, reporting directly to the CEO and playing a critical role in ensuring the firm's adherence to UK regulatory requirements. The role offers the opportunity to shape compliance culture, oversee legal matters, and provide strategic input at executive and board level. Key Responsibilities: Compliance & Financial CrimeOversee regulatory compliance, AML, sanctions, ABC, fraud and financial crime frameworks.Deliver the Compliance Monitoring Plan and report key risk indicators to senior management and the Board.Manage interactions with regulators (FCA, PRA) and internal/external stakeholders.Oversee the preparation of MLRO reports and enterprise-wide risk assessments.Lead compliance training and competency programmes across departments.Legal OversightProvide legal advice and oversight on contracts, litigation, and governance matters.Manage relationships with external legal counsel and ensure effective resolution of legal matters.Requirements:Significant experience in senior legal and compliance roles within retail banking experience.Strong knowledge of UK regulatory frameworks (FCA/PRA) and expectations under SMF16/17.Proven leadership skills with experience managing multi-disciplinary compliance and legal teams.
Skills Required
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Job Detail
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Job IdJD4046375
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IndustryNot mentioned
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Total Positions1
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Job Type:Full Time
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Salary:Not mentioned
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Employment StatusFull Time
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Job LocationSouth East England London, United Kingdom
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EducationNot mentioned