Job Description

We're building our team and looking for people who are excited to reshape how our customers invest and grow their wealth. If you're driven by problem solving and a roll your sleeves approach, you'll fit right in.

2025 is a big year for us. We spearheaded the launch of two bonds. We continue to strengthen the Risk & Compliance discipline with incremental additions to the team.

In this role, you will utilise your Regulatory knowledge specifically Financial Promotions regulations and broader conduct and compliance standards to ensure our Financial Promotions meet regulatory requirements. You will work closely with PR / Sales, Marketing teams & external partners, provide crystal clear guidance, conduct quality reviews, and facilitate training sessions.

Reporting to the CRCO, you will also be the Deputy MLRO, working under the supervision of the MLRO to fulfil the company's AML obligations.

The role will grow with the firm and will suit a candidate with the ambition to progress their career in a start-up, fast-moving, collaborative environment.

It is important the ideal candidate has good working knowledge of Unregulated and Regulated markets and remain comfortable to balance risk priorities accordingly.

The role is part time, with two/three days onsite based at Knightsbridge office.

You will:

Manage financial promotions compliance by reviewing and approving a diverse range of communications, including advertising, marketing campaigns, product launches, digital and social media content, and client communications. Identify areas for improvement within financial promotions processes, delivering targeted training and updating policies and procedures to support compliance across the business. Provide clear and practical regulatory compliance advice to stakeholders, helping ensure financial promotion processes comply with evolving industry standards and business objectives. Work closely with PR, operations, and customer-facing teams to offer pragmatic compliance guidance on new initiatives, strategic projects, and regulatory developments. Oversee key compliance controls, assessing their effectiveness and identifying opportunities to enhance processes and mitigate regulatory risks. Research and draft policies and procedures to ensure compliance with industry regulations. Collaborate with stakeholders across departments to gather necessary information for policy development. Monitoring and Oversight: oversee and monitor the effectiveness of the AML program, including transaction monitoring systems, sanctions screening, and customer risk assessment processes. Ensure that all policies are clearly articulated and accessible to relevant employees and stakeholders, for effectiveness & recommend improvements when necessary Stay updated on financial regulations, compliance trends, and industry best practices. Act as a key regulatory compliance advisor to teams at all levels, providing constructive oversight and challenge to support informed decision-making and regulatory adherence. Contribute to the compliance function by supporting regulatory horizon scanning initiatives and assisting with the execution and delivery of Moneda Capital's Annual Compliance Plan.

About you:

Strong knowledge of UK financial services regulations and practical working knowledge of Financial Promotions rules (core), Data Privacy and AML. (Please note this is not a sole Financial Crime Expert role, but a good working knowledge of AML is sufficient and will be supported by the MLRO). Experience working in financial promotions / Core business compliance, collaborating with PR, Sales and marketing teams, and approving a range of communications. An interest in financial services regulation specifically in Unregulated markets in addition to Regulated markets and are passionate about delivering good outcomes to customers. Good communication skills and ability to influence people of all grades to deliver the right outcomes for clients. Enthusiasm and excitement about what we're doing at Moneda Capital and where we're headed!

What We Offer

? A collaborative, fast-paced environment with direct access to decision-makers.

? Opportunity to grow with a fast-scaling investment business.

? Professional development and support with CPD.

Reporting To: Chief Risk & Compliance Officer

Job Type: Part-time

Pay: 30,000.00-35,000.00 per year

Benefits:

Company events On-site parking Sick pay
Schedule:

Monday to Friday
Work Location: In person

Application deadline: 10/07/2025
Reference ID: MCCOMPLIANCE