Job Description

Chase de Vere is a national, award-winning independent financial advice firm established in 1969. We offer tailored, whole-of-market solutions and provide expert financial advice to individuals and businesses.



Our purpose is to help clients "be future confident," which also means empowering our employees with the tools, support, and opportunities to thrive in their careers.



At Chase de Vere, we value excellence, integrity, and personal growth. Joining our team means being part of a supportive environment where your professional development is prioritised, and your contributions are recognised. If you're looking for a place where you can make a real impact and grow your career, consider Chase de Vere. Together, we help clients achieve financial security and peace of mind for the future.
The successful Regulatory Policy Adviser will promote a positive compliance culture within Chase de Vere ensuring departmental messaging is clear and relatable to a varied audience. You will support the business to create a compliant framework for our business to operate within and will ensure our Training and Competence Scheme complies with regulatory requirements and identify and escalate areas of non- compliance.
You will work as a team to ensure all regulatory changes are foreseen and communicated and will work collaboratively with all teams within the legal and regulatory department as well as engaging with stakeholders across the business. In addition to this you will work closely with the compliance helpdesk to assist with any queries relevant to your specialism.
WHAT'S IN IT FOR YOU?
If you're the right kind of regulatory policy adviser to join us, you'll find:A company that wants you to be a success and will do everything we can to make it happen A company that will invest heavily in your professional development and keep you at the leading edge of technology A company that is going from strength-to-strength every year, and want you to be a part of that

RESPONSIBILITIESIdentifying upcoming regulatory change Producing clear and concise communications related to regulatory change Ensuring Swiss Life Directives are incorporated in Chase de Vere requirements Identifying regulatory guidance and requirements and assess the impact on internal process and systems Creating training opportunities via team meetings and online platforms to ensure regulatory messaging is read, understood and complied with Providing guidance and support for the Chase de Vere training and competence scheme

EXPERIENCE & SKILLSAn Investment Compliance Diploma is desirable (minimum Investment Operations Certificate) Strong knowledge of retail investment products Working knowledge of the Financial Services and Markets Act, FCA Handbook, Principles for Business Research and Data analysis Excellent Excel skills

By joining Chase de Vere, you'll have a progressive career with great benefits and a nurturing culture that makes you part of something special.



Alongside a competitive salary with the opportunity to earn an annual bonus, we also provide the below benefits:25 days annual leave (increases to 30 days with service) plus Bank Holidays Contributory pension scheme Life assurance - 4 x annual salary Comprehensive induction and training programme Funded exams and paid study leave A wide range of voluntary flexible benefits to suit your individual needs The option to buy additional holiday days Cycle to work Scheme Paid volunteering days each year Employee Assistance Programme with access to a 24/7 helpline Access to our free mortgage service, through our internal mortgage team Our Employee Forum and Diversity & Inclusion group * Local and companywide events in support of our company charities