Nanhua Financial (UK) Co Limited

Key Responsibilities ? Conduct daily review, investigation, and timely resolution of market surveillance alerts (including electronic communications review), ensuring appropriate escalation, documentation, and closure in line with internal policies and regulatory expectations. ? Handle exchange and regulatory queries relating to…

Nanhua Financial (UK) Co Limited, an FCA regulated financial and commodity derivatives brokerage, is seeking a Senior Market Surveillance Analyst to join its Compliance function. This is a key role within the firm’s market surveillance framework, supporting regulatory compliance, market…