Location: Spinningfields, Manchester (Office Based)
Department: Compliance & Quality Assurance
Reports to: Compliance Manager
Salary: 24,000 per year
Job Type: Full-time, Permanent
About Caspian Insurance
Caspian Insurance is one of the UK's fastest-growing protection brokerages, known for delivering outstanding service to clients and a rewarding culture for employees. We are the official protection referral partner of SimplyBiz, giving us access to over 14,000 IFAs, wealth managers, and mortgage brokers.
- Vibrant, state-of-the-art offices in Spinningfields, Manchester
- Over 100 energetic and professional team members
- 5-star rating on Google, Glassdoor & Trustpilot
- Multiple award-winning protection intermediary
- Clear career progression with a strong promote-from-within culture
- High-performing team incentives -- including incentive holidays to Dubai, Palma, and New York
Role Overview
We're looking to grow our Call Audit & Compliance Team with a motivated and detail-oriented Call Auditor / Quality Assurance Executive. This is a fantastic opportunity for someone looking to start their career in compliance or quality assurance, especially within a regulated financial services environment.
You'll help maintain high standards in our call quality and compliance processes, providing feedback and support that helps our advisors deliver better outcomes.
Key Responsibilities
- Audit sales calls and assess them against internal quality and FCA compliance standards
- Write up findings clearly and accurately for internal reporting and training
- Provide constructive feedback to sales advisors and participate in quality training sessions
- Liaise with internal teams to ensure post-sale documentation is completed accurately
- Maintain accurate records and assist with additional quality or compliance projects as needed
Candidate Profile
Essential:
- Strong attention to detail and written communication skills
- Ability to deliver clear, constructive feedback
- Outgoing, friendly personality suited to a positive and energetic office culture
- Self-motivated and eager to learn within financial services
Desirable:
- Experience auditing calls in insurance or financial services
- 1+ year experience in a regulated sales environment (auditing, compliance, or QA)
- Familiarity with FCA guidelines relating to advised and non-advised sales
What We Offer
- 24,000 per year
- Early finish: 1 PM Fridays
- No weekend work
- 22 days holiday + your birthday off
- Discounted gym membership
- High Street & gadget discounts
- Incentive holidays, meals, and company events
- Ongoing training & development in a fast-growing company
Next Steps
We're growing our Compliance & QA function and are looking for someone eager to contribute and grow. If you're organised, detail-driven, and enjoy being part of a high-quality team, apply today.
Strictly no recruitment agencies.
Job Types: Full-time, Permanent
Pay: 24,000.00 per year
Benefits:
Company events
Company pension
Employee discount
Gym membership
Health & wellbeing programme
Referral programme
Work Location: In person