Compliance Coordinator
Staffordshire - Stoke, West Midlands, United Kingdom
Job Description
Job title: Compliance Co-ordinator
Salary: 40,000
Location: Home-based role with regular travel across the Stoke/Staffordshire region
PURPOSE OF ROLE
Our client is seeking a Compliance Coordinator to manage the oversight of their UK Retail Appointed Representatives and Introducer Appointed Representatives, ensuring full compliance with FCA regulations.
RESPONSIBILITIES
- Monitor ARs and IARs for regulatory compliance
- Maintain oversight frameworks and ensure documentation is up to date
- Produce reports for management and regulatory forums
- Support accurate and timely FCA reporting
- Collaborate with internal teams and incorporate stakeholder feedback
- Conduct regular compliance checks
- Address issues with ARs/IARs and provide guidance
- Prepare and present reports
- Update policies and frameworks
- Travel within the assigned region as needed
- Knowledge of FCA rules on ARs/IARs
- Experience in compliance or quality assurance
- Educated to GCSE Level
- CII/Dip CII preferred
- Insurance exposure is an advantage
- Strong knowledge of FCA compliance
- Confident communicator and relationship builder
- Detail-focused with good reporting skills
- Proficient in Microsoft Office
- Self-motivated and organised
Beware of fraud agents! do not pay money to get a job
MNCJobs.co.uk will not be responsible for any payment made to a third-party. All Terms of Use are applicable.
Related Jobs
Job Detail
-
Job IdJD3482569
-
IndustryNot mentioned
-
Total Positions1
-
Job Type:Full Time
-
Salary:£40000 per year
-
Employment StatusPermanent
-
Job LocationStaffordshire - Stoke, West Midlands, United Kingdom
-
EducationNot mentioned