We are a completely independent Network for Mortgage and Protection brokers with over 850 members across the UK. As we continue to grow, we are looking to expand our Quality team of Compliance Officers responsible for conducting File Checks on behalf of our advisers.
We have
two
exciting opportunities available within our Quality Team:
Mortgage File Assessor
Equity Release File Assessor
While these roles are hybrid, the successful candidates must reside within a reasonable distance from our Head Office in Knowle, Solihull, as they will need to work from the office at least once a week.
Benefits of a Compliance Officer (Mortgage & Equity Release)
A health & dental cash plan
Death in Service
Company sick pay
Holiday buy and sell scheme
A pension scheme
A staff referral scheme
An adviser referral scheme
A friendly, motivated team and a supportive working environment
Office closure over Christmas
Open and communicative relationship with management, with regular 1:1 sessions
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Responsibilities of a Compliance Officer (Mortgage & Equity Release)
To undertake case file reviews ensuring they meet the relevant standards set by the company
To liaise daily with advisers offering help and assistance with the processes and use of the back-office systems (Acre)
Communicate with the compliance team regarding concerns/issues
Chasing up any outstanding compliance requirements
To be able to identify any risks to the company/adviser on the advice provided
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Requirements of a Compliance Officer (Mortgage & Equity Release)
All candidates must have full CEMAP OR FPC 1, 2
Those applying for the
Equity Release File Assessor
role must have
ER1
or
CeRER
Excellent communication skills and financial industry background
Strong Mortgage, Equity Release, Private Medical Insurance and General Insurance knowledge
Excellent IT skills
Experience using databases
Accuracy and good attention to detail
Good organisational skills
Preferable but not essential
Strong knowledge on bridging, commercials, Buy to Lets and Residential
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Salary of a Compliance Officer (Mortgage & Equity Release)
23,100 - 26,500 dependant on experience for our higher salary banding you must possess all the required qualifications/experience as stated above
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Working Pattern of a Compliance Officer (Mortgage & Equity Release)
Monday - Friday
9am - 5pm
The successful candidate will be required to work from our Head Office in Knowle a minimum of once a week.
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When submitting an application to The Right Mortgage & Protection Network, you are agreeing for us to keep your details on file for 1 year after the application date. You are also agreeing you are happy for us to contact you in regards to any positions we have that may suit your skills and experience within the 1 year period. You can of course opt out at any time by contacting HR.
Job Types: Full-time, Permanent
Pay: 23,100.00-26,500.00 per year
Benefits:
Company pension
Health & wellbeing programme
Sick pay
Schedule:
Monday to Friday
No weekends
Application question(s):
What role are you applying for?
Do you have CeMAP?
Are you happy to work from our Head Office in Knowle, Solihull 1 day per week? Please note this is a requirement of the role.
What are your salary expectations?
Do you have ER1 or CeRER?
Education:
GCSE or equivalent (preferred)
Work Location: In person
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