Compliance Officer (mortgage & Equity Release)

Solihull, ENG, GB, United Kingdom

Job Description

The opportunity



We are a completely independent Network for Mortgage and Protection brokers with over 850 members across the UK. As we continue to grow, we are looking to expand our Quality team of Compliance Officers responsible for conducting File Checks on behalf of our advisers.

We have

two

exciting opportunities available within our Quality Team:

Mortgage File Assessor

Equity Release File Assessor


While these roles are hybrid, the successful candidates must reside within a reasonable distance from our Head Office in Knowle, Solihull, as they will need to work from the office at least once a week.

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Benefits of a Compliance Officer (Mortgage & Equity Release)



A health & dental cash plan Death in Service Company sick pay Holiday buy and sell scheme A pension scheme A staff referral scheme An adviser referral scheme A friendly, motivated team and a supportive working environment Office closure over Christmas Open and communicative relationship with management, with regular 1:1 sessions
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Responsibilities of a Compliance Officer (Mortgage & Equity Release)



To undertake case file reviews ensuring they meet the relevant standards set by the company To liaise daily with advisers offering help and assistance with the processes and use of the back-office systems (Acre) Communicate with the compliance team regarding concerns/issues Chasing up any outstanding compliance requirements To be able to identify any risks to the company/adviser on the advice provided
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Requirements of a Compliance Officer (Mortgage & Equity Release)



All candidates must have full CEMAP OR FPC 1, 2 Those applying for the

Equity Release File Assessor

role must have

ER1

or

CeRER

Excellent communication skills and financial industry background Strong Mortgage, Equity Release, Private Medical Insurance and General Insurance knowledge Excellent IT skills Experience using databases Accuracy and good attention to detail Good organisational skills

Preferable but not essential



Strong knowledge on bridging, commercials, Buy to Lets and Residential
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Salary of a Compliance Officer (Mortgage & Equity Release)



23,100 - 26,500 dependant on experience for our higher salary banding you must possess all the required qualifications/experience as stated above
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Working Pattern of a Compliance Officer (Mortgage & Equity Release)



Monday - Friday 9am - 5pm The successful candidate will be required to work from our Head Office in Knowle a minimum of once a week.
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When submitting an application to The Right Mortgage & Protection Network, you are agreeing for us to keep your details on file for 1 year after the application date. You are also agreeing you are happy for us to contact you in regards to any positions we have that may suit your skills and experience within the 1 year period. You can of course opt out at any time by contacting HR.

Job Types: Full-time, Permanent

Pay: 23,100.00-26,500.00 per year

Benefits:

Company pension Health & wellbeing programme Sick pay
Schedule:

Monday to Friday No weekends
Application question(s):

What role are you applying for? Do you have CeMAP? Are you happy to work from our Head Office in Knowle, Solihull 1 day per week? Please note this is a requirement of the role. What are your salary expectations? Do you have ER1 or CeRER?
Education:

GCSE or equivalent (preferred)
Work Location: In person

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Job Detail

  • Job Id
    JD3360903
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    Solihull, ENG, GB, United Kingdom
  • Education
    Not mentioned