Compliance Officer

United Kingdom, United Kingdom

Job Description


Company: MMC Corporate

Description:

Compliance Business Partner

What can you expect?

Mercer is seeking a Compliance Business Partner from an Investment Advisory / Investment Management background. This role will partner with the Mercer business to deliver effective oversight and advice, regarding compliance policies, procedures, systems, controls and governance

To join a truly global organisation that can offer excellent training and career development opportunities

A growing highly skilled Compliance team that strive to ensure the business is achieving best practice

What you will be rewarded with?

We offer and embrace a hybrid working model that nurtures a collaborative working environment in the office 3 days per week allowing 2 days per week to be spent working on a remote basis.

Competitive Benefits Package including: 27 days annual leave, up to 4 days flexible bank holidays, excellent pension contributions, private medical cover, life assurance, income protection, employee assistance program, plus a range of flexible benefits including the option to buy or sell up to 5 days holiday per year, cycle to work, dental insurance, health assessments plus many more.

Generous Family Leave including: 6 months paid maternity leave, 4 months paid paternity leave, 6 months paid adoption leave plus shared parental leave options. To help ease the transition when you return to work you will be able to work 8 weeks at 80% of your normal work pattern and receive 100% of your normal salary.

We will rely on you to:

Act as a trusted advisor and point of contact for any regulatory or governance queries by providing guidance and steer to the business

Attend regular business and governance meetings and provide Compliance updates on regulatory developments, risks and relevant topics and actions

Work with the business facilitate compliance with regulatory requirements

Provide Compliance advice and challenge to colleagues on regulatory issues and risks relating to their business or function, including the development and launch of new business models, new products and new functional processes

Promote an open line of communication between Compliance and the business to provide the business with updates on current Compliance initiatives and projects

Maintain an awareness of regulatory developments and support the business in assessing impacts and provide advice on challenge and proposed implementation

Work collaboratively across the Advisory team, contributing to Advisory projects, providing assistance/support to other team members and proactively sharing information/learnings to benefit the wider team

Conduct periodic health checks that provide risk-based oversight and assurance regarding business compliance with policies, procedures, systems, controls and governance requirements

What you need to have:

Experience in Compliance within the Investments industry either with an investment advisory/consulting firm or an investment/wealth manager

Good knowledge of investment products, especially collective vehicles

Proven track record in building strong and constructive relationships with business leaders

Broad and deep knowledge of the FCA Handbook \xe2\x80\x93 Principles, Rules and Guidelines

Commercial awareness and focus on the proportionate application of regulation within the investments industry

Strong and confident communicator (verbal and written)

Strong organisational and time management skills

What makes you stand out:

Investments industry qualification (for example, IMC)

Project management experience

University Degree or recognised industry accreditation (for example, ICA Diploma)

About Marsh McLennan

(NYSE: MMC) is the world\xe2\x80\x99s leading professional services firm in the areas of risk, strategy and people. The Company\xe2\x80\x99s 76,000 colleagues advise clients in 130 countries. With annual revenue over $17 billion, Marsh McLennan helps clients navigate an increasingly dynamic and complex environment through four market-leading businesses. advises individual and commercial clients of all sizes on insurance broking and innovative risk management solutions. develops advanced risk, reinsurance and capital strategies that help clients grow profitably and pursue emerging opportunities. delivers advice and technology-driven solutions that help organizations redefine the world of work, reshape retirement and investment outcomes, and unlock health and wellbeing for a changing workforce. serves as a critical strategic, economic and brand advisor to private sector and governmental clients. For more information, visit , follow us on and or subscribe to .

Marsh McLennan is committed to embracing a diverse, inclusive and flexible work environment. We aim to attract and retain the best people regardless of their sex/gender, marital or parental status, ethnic origin, nationality, age, background, disability, religion, sexual orientation, gender identity or any other characteristic protected by applicable law.

We are an equal opportunities employer. We are committed to providing reasonable support to any candidate with a disability/health condition to allow them to fully participate in the recruitment process. We welcome candidates to contact us at to discuss any specific needs.

Marsh McLennan

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Job Detail

  • Job Id
    JD2997918
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    United Kingdom, United Kingdom
  • Education
    Not mentioned