, you will ensure the effective delivery of the Annual Compliance Monitoring Programme. You will foster a culture of compliance across the organisation by promoting ongoing awareness and understanding of regulatory requirements, supporting our business strategy and objectives. Your leadership ability will be key in embedding risk management practices and ensuring the business operates within its regulatory framework.
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Why join us?
Join a collaborative and inclusive culture that's committed to making a difference and building a more sustainable future. Ranked amongst the UK's top 50 Best Large Companies to Work For in 2024, we offer fantastic career and development opportunities within a rapidly growing, innovative Group--where all profits go to charity and good causes.
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What you'll be doing
Oversee compliance approvals as required, including changes to the online and offline client journey, financial promotions and letters.
Oversee regulatory breaches, complaints, data protection, financial crime and all other relevant regulatory and legislative requirements
Preparation and completion of FCA regulatory returns accurately and on a timely basis e.g. Gabriel Return, Value Measures reporting etc.
Deliver the Training & Competence Plan, ensuring supervision and monitoring is completed to a high standard and within required timescales
Periodically conduct audits and reviews to ensure implementation of compliance standards and investigate root causes of any issues identified
Preparation, completion and delivery of the Monthly Risk Assessments for each business
Deliver the Risk & Compliance Monitoring Plan on a timely basis, ensuring high-quality reviews are completed in accordance with company standards
Understand and develop own knowledge of regulatory & legislative obligations (including FCA and Data Protection) ensuring the business operates within the required standards
Deliver added-value recommendations to assist the business in continuously improving the regulatory control environment
Support our people by providing induction training on Risk & Compliance and Regulation
Evaluate and review efficiencies in all compliance processes to ensure record keeping and monitoring is consistent throughout the business
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What you'll need to have
Recognised industry and/or professional Level 3 Qualification.
Effective at promoting a team focus on technical excellence with service and quality standards at the forefront.
Ability to create followership in a regulated, compliant and client focused environment.
Knowledgeable of FCA regulations, in particular Conduct Risk & Consumer Duty
Working knowledge of the FCA Connect System.
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What makes you stand out
Commitment to work towards the ICO Advanced Certificate in Compliance
Confident and capable in, communicating, networking, presenting, influencing, managing relationships and providing an excellent client experience.
Organised and resourceful with exceptional ability to project manage and delegate.
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What we offer
28days annual leave plus bank holidays
Your birthday off
Group Personal Pension
Bonus scheme
A holiday buy scheme
An array of health and wellbeing benefits, company cash plan, income protection and life assurance
Enhanced sick pay and parental leave
Support and funding toward study and professional qualifications
Paid time off for volunteering
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Hear from the hiring manager
"We are looking for someone with a fresh and friendly approach, who has the ability to challenge and then advise, supporting the business and board. If you are agile and can listen then this could be the role for you. The role will involve strong engagement within the business and the scope is wide and varied."
Lloyd & Whyte
offer a range of specialist insurance services to a variety of clients. Our specialisms range from niche scheme insurance for Healthcare professionals to expert insurance for commercial motor vehicles and professional broker-to-broker insurance services. We also have a wide range of personal insurance services that cover homeowners from standard houses through to thatch & listed character properties and high value homes. The Lloyd & Whyte Group is split into five different client divisions which include multiple companies and brands.
Benefact Group
is a unique international financial services Group made up of over 30 businesses. We are owned by a charity and have been the 3rd largest UK corporate donor over a decade, having given away 250 million since 2014. We have ambitious plans to become the UK's number one corporate donor, with strategic objectives in place to double the Group's size.
We believe it's essential to attract, empower, grow and reward talented people, offering fantastic opportunities for career and personal development. Our giving ethos, 135-year history and the diversity of what we do, has enabled us to build a culture of kindness, great ambition, and of passionate people driven to do better and be better.
At Benefact Group, we are committed to creating an inclusive culture and building an environment where each and every one of us feels valued and respected. We are a community made up of people with a range of different backgrounds, abilities, perspectives, beliefs and interests and we value the strength this brings to us as a Group. We welcome applications from everyone.
If you need any additional support during the recruitment process, then please let us know.
Directory of Social Change's UK Guides to Company Giving 2017-26
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