Job Description

Mortgage Compliance Review Officer

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Leicester, England, United Kingdom (Hybrid / Remote)
We are working with our client, a market leading, technology-focused mortgage network that offers comprehensive support services to mortgage and protection advisers. Their goal is to continue to be the best home for mortgage advisers, protection specialists, equity release experts and general insurance professionals, whatever their size or location. They are looking to add a permanent Mortgage Compliance Review Officer to their team.


Key Tasks


Assessment of client files to ensure compliance with regulations and company standards. Ensure that Appointed Representatives are, as per FCA guidelines, always Treating Customers Fairly and delivering good customer outcomes. Provide compliant guidance and support to colleagues and Appointed Representatives. To instruct and coach members in order to improve risk assessment ratings. Accurately record any findings and corrective activity.
Experience


We are looking for someone with experience, with a good grounding and understanding of working in a regulatory environment (financial services). Experience of working under pressure, prioritising and working to tight deadlines is essential. It is essential that you have good computer skills, including but not limited to Microsoft applications.
Qualifications


You will need to be CeMap qualified and have experience within the mortgage compliance environment.
Personal Qualities


You need to have excellent verbal and written communication skills with the ability to analyse information with a view to making informed decisions. Highly self-motivated to meet key objectives, with a real desire to provide support, with a confident and assured approach when discussing regulatory matters.
Salary - 26,000-28,000 per annum.


Normal working hours are 35 hours a week, Monday to Friday. Hybrid working will be available upon successful completion of your probation. Remote working will be available to candidates who do not live within a reasonable commuting distance.