Job Description

About the Role

We are a fast-growing financial services network, expanding rapidly to support our increasing number of appointed firms and advisers. As a result of this growth, we are looking to recruit a Mortgage & Protection Compliance Officer to join our team in Basingstoke.

This is an excellent opportunity for an experienced compliance professional to play a key role in a dynamic and forward-thinking organisation, with the chance to grow alongside the business.

Key Responsibilities

Review mortgage & protection cases submitted by advisers where financial crime is suspected. Submit relevant report, including Suspicious Activity Reports and reports to HMRC where financial crime is suspected. Review complex mortgage & protection cases including but not limited to equity release, bridging loans and high value protection policies. Perform risk assessments for new and existing products and advisers. Review and update AML and KYC policies and procedures. Interpret and present mortgage and protection compliance MI to key stakeholders, including directors, lenders & product providers, and the FCA. Support advisers to adhere to our Training and Competency scheme, including carrying out pre-Competent Adviser Status (pre-CAS) meetings with advisers. Investigate complaints, including by speaking to clients if required. Review data breaches and draft/submit ICO reports.

About You

Previous experience in a compliance role within financial services Strong understanding of FCA regulation and compliance requirements Strong understanding of a mortgage and protection advice process. AML qualification (or working towards one)

strongly preferred

Excellent attention to detail and organisational skills Confident communicator, able to provide clear and practical guidance Proactive, professional, and comfortable working in a growing, fast-paced environment

Why Join Us?

Be part of a fast-growing financial services network Opportunity to influence and develop compliance processes as the business scales Supportive, collaborative office-based team in Basingstoke Company eventsIf you are a compliance professional looking for your next step in a growing organisation where your contribution will make a real impact, we would love to hear from you.
Job Type: Full-time

Pay: From 35,000.00 per year

Benefits:

Company pension On-site parking Private medical insurance
Ability to commute/relocate:

Basingstoke RG21: reliably commute or plan to relocate before starting work (required)
Experience:

Financial services: 2 years (preferred)
Licence/Certification:

AML Certificate (preferred)
Work authorisation:

United Kingdom (required)
Work Location: In person