We're looking for a Compliance Officer to join a remote team of 12 advisors who specialise primarily in residential mortgage and protection, with additional work in bridging and commercial cases. This is a key role ensuring all regulatory and compliance standards are met across the business.
Compliance Officer Responsibilities
Conduct mortgage case file reviews to ensure regulatory standards are met
Hold 1:1 feedback sessions with advisors to support compliance improvements
Perform observations and provide guidance on best practices
Manage and maintain Web and RegData submissions, ensuring accuracy and timeliness
Stay up to date with FCA regulations and industry changes, implementing updates where needed
Take ownership of the full compliance function within the advisory team
Experience Needed to Become a Compliance Officer
Proven experience in mortgage compliance or a similar compliance role
In-depth understanding of FCA regulations, particularly within mortgage and protection advice
Self-motivated and able to manage workload independently in a remote environment
Benefits of Being a Compliance Officer
Fully remote role with flexible working arrangements
Opportunity to work with a supportive and experienced team of advisors
Exposure to a range of cases including residential, protection, bridging, and commercial
Competitive salary and the chance to make a real impact on compliance standards
If you are a Compliance Officer and are interested in the above opportunity, please apply today.
Job Category:
Compliance Officer
Job Type:
Full TimePermanent
Job Location:
Remote
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