Job Description

The Risk & Compliance team plays a key role in protecting our customers and Moneybox, and works closely with the rest of the business. The team is made up of four sub-teams: Compliance; Financial Crime; Data Protection; and Risk.

This Senior Compliance Manager (Investments) role will work in the Compliance Team and be a subject matter expert in investments and funds. You will be responsible for advising on and overseeing Moneybox's investing products, as well as broader Compliance duties.

What You'll Do

+ Working closely with the rest of the Risk & Compliance team and the business, you will help Moneybox build a best in class compliance program. You will be involved in, but not limited to, these duties: + Develop and deliver an investment oversight framework proportionate to Moneybox's business and responsibilities.
+ Provide subject matter expert regulatory advice to the business to help build great investing products that help our customers achieve their life goals
+ Provide second line oversight of our investment products and services
+ Manage relationships across the business and with third parties (e.g. asset managers)
+ Carry out regulatory projects to deliver change
+ Prepare and maintain policies and procedures
+ Advise on higher risk or complex financial promotions and customer complaints to make sure we deliver fair outcomes
+ Promote awareness and provide training when necessary on regulatory requirements and expectations
+ Contribute to broader work carried out by the team to continually enhance controls
+ Keep up to date with regulatory developments and initiatives impacting retail investment firms

Experience and Skills

+ Detailed knowledge and the commercial application of UK regulatory requirements for investment products, particularly funds, and an understanding of MiFID and CASS rules + Extensive experience overseeing retail funds, monitoring and conducting periodic reviews to ensure they are working as planned
+ Significant experience providing advice to a business offering investing products to retail customers
+ Ideally with experience in setting up fund governance and oversight arrangements
+ Great communication and listening skills
+ Ability to work unsupervised with minimal guidance

Who you are

+ Able work unsupervised, able to adapt quickly and manage conflicting priorities. + Has a strong bias for action and a questioning mind.
+ A driven, committed person who's looking to build their career at an exciting, fast-growing company that's trying to make a positive mark on the world.
+ Takes a methodical, analytical approach to make good judgements.
+ Unafraid to take on new challenges, developing deep knowledge in new areas.
+ Naturally personable, a great communicator who has a passion for their work and the people they work with.
+ Knows how to have fun whilst maintaining a professional outlook.

What's in it for you?

+ Opportunity to join a fast-growing, award-winning and super ambitious startup + Work with a friendly team of highly motivated individuals
+ Be in an environment where you are listened to and can actually have an impact
+ Thriving collaborative and inclusive company culture
+ Mission + Functional team socials every 8 weeks
+ Company shares
+ Company pension scheme
+ Hybrid working environment
+ Home office furniture allowance
+ Personal Annual Learning and Development budget
+ Private Medical Insurance
+ Health Cash Plan (cashback on visits to the dentist & opticians etc)
+ Cycle to work scheme
+ E-bike hire scheme
+ Wellhub subscription to a variety of gyms and wellbeing apps
+ Enhanced parental pay & leave
+ 25 days holiday + bank holidays with additional days added with length of service.
+ This is a hybrid role. Our office is in London, by the Oxo Tower