Job Description

PLEASE DO NOT APPLY IF YOU DO NOT HAVE RELEVANT COMPLIANCE FINANCIAL SERVICES EXPERIENCE. THIS CAN BE HOME WORKING BUT YOU MUST BE ABLE TO VISIT THE GUILDFORD HEAD OFFICE AT LEAST ONCE A MONTH.

About the job:

Business Insurance Solutions Ltd are currently seeking a Compliance Manager to join our well-established financial services firm based in Guildford. We are a top 30 General Insurance Broker with 300 staff and market leaders in our commercial van field with a great reputation and are looking to expand into new product areas going forwards. We have an entrepreneurial, open, and positive culture with a focus on growth and are seeking a Compliance Manager to work in our Compliance team.

This role is advertised as full time, but we will consider part-time for the right person. While Head Office is based in Guildford, this role could lend itself to being home-based so location should not be a barrier to applying.

Responsibilities will include:

Monitor and communicate with the business on all relevant legislative and compliance developments impacting the business*
Assist with create implementation plans for necessary regulatory requirements*
Investigate compliance risks and issues and provide feedback, as necessary*
Reporting to the Finance Director, ensure that procedure manuals and conduct risk policies are kept up to date and accurate, and they reflect the current regulatory and legislative requirements, including Product Oversight and Governance, Fair Value and Consumer Duty*
Coordinate, review, update, and suggest improvements of various internal reviews and assist management in implementation of recommendations*
Assist in the management and control of audit and review processes*
Assist in preparing regulatory return submissions*
Maintain and update the Annual Compliance Framework*
Promptly report any identified regulatory breaches in line with internal procedure*
Assisting key directors in the preparation of compliance Board papers and updates*
Supervision of day-to-day compliance activities.*
Keep up to date with FCA, and other regulatory body requirements to ensure all conduct requirements are met.*
Any other tasks that fall within the Compliance Team*

Skills required:

Experience in an insurance broking environment is essential for this role.*
Experience includes at least 3 years in a compliance role/ department.*
Able to read and analyse complex documents such as regulations.*
Ability to provide a compliance perspective, whilst considering business needs.*
Proven Excel and Word experience.*

Exact compensation may vary based on skills and experience.

Job Type: Permanent

Benefits:

Private Health*
Company pension*
Life Insurance*
Referral programme*

Experience:

Compliance management: 3 years (required)*

Work Location: Hybrid remote in Guildford, GU1 4UP

Reference ID: Insurance

Job Types: Full-time, Permanent

Pay: 60,000.00-65,000.00 per year

Work Location: Hybrid remote in Surrey, GU1 4UP