Job Description

This is a fantastic opportunity to join a dynamic and growing financial services group with offices based in London and Cardiff. As part of their business growth, the opportunity has arisen to join the compliance team as a Training and Competency Manager. You will be working closely with and reporting into the Compliance Director with a focus on compliance monitoring and providing support with the ongoing training, competency and development of network Members Offering a salary of up to \xc2\xa340,000 depending on experience - this is an exciting time to be part of a growing team! The Role:

• Providing and managing feedback to IFAs via any centralised system
• Managing and monitoring of the CAS programme and its Members
• Providing and managing feedback to Members in a constructive manner
• Assist in developing and delivering training programs.
• Design and implement training and support materials
• Provide tailored coaching to Members
• Responsible for advisers\xe2\x80\x99 ongoing competency and CPD requirements
• Assist with the delivery of company inductions and support new entrants
• Deal with Member queries and provide compliance support as required;
• Perform ad hoc tasks to support general network compliance;

Required Skills and Qualifications:

• Minimum 2 years\xe2\x80\x99 experience of working within a financial services role, preferably within a financial advisory business.
• Level 4 diploma qualification in financial services
• Strong technical skills in financial planning
• Strong communication skills with comfort via telephone or video conference
• Strong written skills with the ability to craft suitable emails to senior executives
• Strong working knowledge of Microsoft Office and remote working systems (Teams, Zoom)

Benefits:

• 25 days Holiday + Bank Holidays
• Pension scheme
• Death in service available after probation period
• SickPay
• Income Protection
• Hybrid working available

If you are interested, apply now! Job Types: Permanent, Full-time Salary: \xc2\xa335,000.00 per year Benefits:

• Canteen
• Company pension
• Life insurance
• On-site gym
• Private medical insurance
• Sick pay
• Work from home

Schedule:

• Monday to Friday
• No weekends

Ability to commute/relocate:

• Cardiff: reliably commute or plan to relocate before starting work (required)

Application question(s):

• Could you please provide a personal e-mail address
• Do you hold a Financial University Degree, Diploma, Certificate or other relevant qualification?
• Do you have experience working within compliance in a financial services setting?

Work Location: Hybrid remote in Cardiff Reference ID: 14939631784