Compliance Professionals
THE COMPANY: An ambitious, FCA regulated broker dealer in the City is seeking a highly skilled and proactive Compliance & Financial Crime Analyst to join the team. This role is critical to ensuring the firm continues to meet FCA regulatory…
THE COMPANY: Our client is a leading wealth management firm that have been supporting private clients and high net worth individuals for over 50 years. THE RESPONSIBILITIES: Establish and maintain strong knowledge of Onboarding practices and regulatory requirements within the…
THE COMPANY: Our client is a boutique investment and trading firm, providing services such as Equity Markets and Retail Platforms for institutional and private clients. THE RESPONSIBILITIES: MLRO: Acting as the primary contact with law enforcement agencies (e.g., NCA, FCA)…
THE COMPANY: We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Carry out regulatory and various…
THE COMPANY: Our client is a leading brokerage firm providing global clearing solutions to the derivatives markets. THE RESPONSIBILITIES: Ensure the Company operates in accordance with all relevant regulatory obligations. Ensure, through regular monitoring that the Company complies with rules…
THE COMPANY: Our client is a a global banking group with offices based in the City. They are looking to hire a Complaints Handling and Consumer Duty Officer on a 12 month FTC basis. THE RESPONSIBILITIES: Ensure all staff understand…
THE COMPANY: Our client is multinational Corporate and Retail banking company based in the City. They are looking for a Senior Manager, Compliance and Governance to join the team on an FTC basis. THE RESPONSIBILITIES: To assist the Head of…
THE COMPANY: We are working with a Private Bank with a Global Presence in their search for a Head of Client Lifecycle Management. The London office provides wealth management and investment services to high net worth individuals and institutional clients,…
THE COMPANY: Our client is a successful retail and corporate banking firm. They are looking to hire a Senior Associate Account Review on a 6 month FTC basis. THE RESPONSIBILITIES: Review retail and corporate accounts and undertake enhanced due diligence…
THE COMPANY: Our client is a successful UK based wealth management firm, focused on providing top quality wealth management services to retail and professional clients. THE RESPONSIBILITIES: Providing advice and answering queries from the business. Oversee and manage the Compliance…
THE COMPANY:We are working with an international Wealth Management Firm, who has offices across the globe and assists UHNI and Family offices to manage their wealth.THE RESPONSIBILITIES: Identify and assess UK regulatory compliance risks and impact from new projects, products/services…
THE COMPANY:Our client is multinational Corporate and Retail banking company based in the City. They are looking for a Senior Manager, Compliance and Governance to join the team on an FTC basis.THE RESPONSIBILITIES: To possess a thorough up to date…
THE COMPANY: Our client is a a global banking group with offices based in the City. They are looking to hire a Deputy Head of Compliance & Deputy MLRO (combined duties). THE RESPONSIBILITIES: Maintain and embed the Bank's regulatory and…