Compliance Professionals
THE COMPANY: Our client is an international bank specialising in commercial and investment banking services. THE RESPONSIBILITIES: Establish, implement and maintain robust compliance, regulatory reporting and conduct frameworks, including policies, procedures, controls, monitoring and governance arrangements, to ensure adherence to…
THE COMPANY: We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Act as SMF16 (Compliance Oversight)…
THE COMPANY: We have been instructed by an international Private, corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, Private banking and real estate services. THE RESPONSIBILITIES: Act as SMF16…
THE COMPANY: Our client is a a global banking group with offices based in the City. They are looking to hire a Financial Crime Compliance Analyst on a permanent basis. THE RESPONSIBILITIES: Analyse the impact of new regulatory rules and…
THE COMPANY: Our client is a prestigious wealth firm. They are looking for an AML Alert Management Analyst to join the team on a temp basis. THE RESPONSIBILITIES: Undertake review / investigations of alerts generated from various platforms. The alerts…
THE COMPANY: Our client is a leading international bank based in the City. They are looking to hire an MLRO on a permanent basis. THE RESPONSIBILITIES: Responsible for oversight of the Bank's compliance with the FCA's rules on systems and…
THE COMPANY: Our client is a a global banking group with offices based in the City. They are looking to hire a Head of Correspondent Banking Due Diligence and Client Onboarding. THE RESPONSIBILITIES: Managing the due diligence and client life…
THE COMPANY:Our client is a well known Broker based in the heart of the City, with exciting growth plans.THE RESPONSIBILITIES: Providing advice to the product teams on introduction of new and adaptations to existing products Advising all parts of the…
THE COMPANY: An ambitious, FCA regulated broker dealer in the City is seeking a highly skilled and proactive Compliance & Financial Crime Analyst to join the team. This role is critical to ensuring the firm continues to meet FCA regulatory…
THE COMPANY: Our client is a leading wealth management firm that have been supporting private clients and high net worth individuals for over 50 years. THE RESPONSIBILITIES: Establish and maintain strong knowledge of Onboarding practices and regulatory requirements within the…
THE COMPANY: Our client is a boutique investment and trading firm, providing services such as Equity Markets and Retail Platforms for institutional and private clients. THE RESPONSIBILITIES: MLRO: Acting as the primary contact with law enforcement agencies (e.g., NCA, FCA)…
THE COMPANY: We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Carry out regulatory and various…
THE COMPANY: Our client is a leading brokerage firm providing global clearing solutions to the derivatives markets. THE RESPONSIBILITIES: Ensure the Company operates in accordance with all relevant regulatory obligations. Ensure, through regular monitoring that the Company complies with rules…
THE COMPANY: Our client is a a global banking group with offices based in the City. They are looking to hire a Complaints Handling and Consumer Duty Officer on a 12 month FTC basis. THE RESPONSIBILITIES: Ensure all staff understand…
THE COMPANY: Our client is multinational Corporate and Retail banking company based in the City. They are looking for a Senior Manager, Compliance and Governance to join the team on an FTC basis. THE RESPONSIBILITIES: To assist the Head of…
THE COMPANY: We are working with a Private Bank with a Global Presence in their search for a Head of Client Lifecycle Management. The London office provides wealth management and investment services to high net worth individuals and institutional clients,…