Job Description

THE COMPANY:

Our client is a leading bank, offering a comprehensive range of banking services, including corporate, investment, and retail banking.

THE RESPONSIBILITIES:

• Review and assess internal suspicious activity reports submitted from teams
• Maintain the Fraud investigation register and all corresponding investigation documents.
• Draft disclosures in preparation for submission to relevant law enforcement agencies
• Maintain records of all internal SAR reports and disclosures made to relevant authorities.
• Assist the MLRO with financial crime review audits
• Assist the team with 2LOD assurance testing
• Discount daily client database screening and payment matches raised on WorldCheck & Safewatch and escalate as required
• WorldCheck batch screening and reporting.
• Maintain departmental registers including daily and monthly monitoring, regulatory change tracker & any internal project trackers
• Maintain records of remediation requirements resulting from the financial crime monitoring & assurance work and ensure action points are tracked with regards to delays/progress/completion
• Maintain RCSA register and log any new processes as required
• Maintain audit point recommendations arising from internal audits, third-party reviews and the MLRO report
• Complete all other departmental admin requirements
• Assist with client investigations including additional screening and adverse media checks
• Maintain SAR correspondence
• Compose Financial Crime Procedures and review anti-financial crime standards and frameworks against updated policies or upcoming and current regulations.
• Complete the required checks on EDD and CDD for new and existing customers, Corporates and Financial Institutions.
• Supporting the delivery of training to colleagues and embedding an effective risk culture across 1st and 2nd lines of defence.

EXPERIENCE REQUIRED:

• Experience in a financial crime related role.
• Displays professional and ethical behaviour at all times
• Ability to adapt to working in a multi-cultural environment
• Highly efficient, team player, with good attention to detail, accuracy
• High standard performer that enjoys working in a dynamic and small team
• Ability to work unsupervised, to tight deadlines and to withstand occasionally high-pressure demands
• Accuracy and high level of numeracy and literacy

For further information please contact Natalie Eshelby

About this role

Location:

London

Specialism:

,

Salary:

\xc2\xa3 Market rate

Type:

Reference:

18546

Compliance Professionals