Job Description

Cultivate a positive compliance culture across the Group by implementing proactive engagement with stakeholders and providing appropriate advice, instruction and influence where needed to mitigate the risk in private side business areas.

The key responsibilities of the Private Side Advisory Compliance Officer - AVP are to:

- Investigate any identified potential or actual breach of relevant rules and regulations and assist in reporting to senior management and the regulatory authorities and in rectifying the situation.

- Advisor to the business and support functions on the private side product and service suite, working closely with stakeholders in the first, second and third lines of defence and flagging any concerns or issues and maintaining an effective Compliance framework.

- In conjunction with other members of the Compliance team assist in the design and implementation of an effective Compliance Risk Assessment program; assist in implementation of an Annual Compliance Plan; and support the execution and reporting of the Compliance Monitoring program.

Great stakeholder engagement.|Hands on team.

The successful Private Side Advisory Compliance Officer - AVP will be:

- Ideally knowledgeable in MiFID, MAR, conduct risk for private side businesses.

- Demonstrated understanding of relevant existing and expected regulations for a universal bank, and experience of advising businesses on how to comply with laws, rules and regulations as well as investigating potential or actual breaches relevant laws, rules and regulations

- Previous financial services experience - ideally banking.

A highly regarded international bank based in their City of London office.

Private Side Advisory Compliance Officer - AVP:

Competitive salary - 54-74K

Hybrid working

City of London location

Michael Page